Compliance is Credibility

Ara Compliance Support provides independent Portfolio Managers and Exempt Market Dealers with a fully functioning compliance department for less than the cost of hiring a full-time administrative assistant.

Our goal is to put independent firms on par with their national and major regional competitors by providing ongoing access to compliance knowledge, experience and judgment.

Ara focuses on only three types of businesses:

  • Firms that focus on the management of discretionary portfolios
  • Firms that focus on the management of client relationships
  • Firms whose primary function is to develop and distribute alternative investment funds (e.g., MICs)

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Vipool Desai


Vipool is President of
Ara Compliance Support,
which he co-founded
in 2006.

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