Getting started is easier than you think
The Ara program can be implemented quickly and with less administrative hassle than the search,
selection and training of a full-time compliance officer. Implementation takes place in four
We undertake a discovery session with your firm's management to review and analyze the existing compliance structure and to get a better understanding of the firm's business. Based on what we learn, we draft - for your comment and approval - a compliance manual covering each significant compliance responsibility.
We assist your staff with the setup of a record-keeping system that will serve as a control and
as documentary evidence of your firm's compliance structure. We also address any questions
or concerns staff may have at the time.
We deliver a compliance seminar to all staff to introduce key elements of the compliance
manual and to give practical guidance on how to fulfill their regulatory obligations.
We commence with the ongoing compliance support program.
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