Getting started is easier than you think

The Ara program can be implemented quickly and with less administrative hassle than the search, selection and training of a full-time compliance officer. Implementation takes place in four basic steps.


Review Visit
We undertake a discovery session with your firm's management to review and analyze the existing compliance structure and to get a better understanding of the firm's business. Based on what we learn, we draft - for your comment and approval - a compliance manual covering each significant compliance responsibility.


Implementation Visit
We assist your staff with the setup of a record-keeping system that will serve as a control and as documentary evidence of your firm's compliance structure. We also address any questions or concerns staff may have at the time.


Training Visit
We deliver a compliance seminar to all staff to introduce key elements of the compliance manual and to give practical guidance on how to fulfill their regulatory obligations.


Ongoing Support
We commence with the ongoing compliance support program.

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Vipool Desai


Vipool is President of
Ara Compliance Support,
which he co-founded
in 2006.

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