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Caroline O'TooleSenior Compliance ConsultantCaroline O'Toole is a seasoned compliance consultant with over 25 years in the Canadian financial services sector, spanning banking, asset management, IFM, PM, EMD, broker-dealer, mutual funds, insurance, and fintech. |
Caroline is a Certified Anti-Money Laundering Specialist (CAMS) with deep expertise in financial crime prevention, KYC, onboarding, and transaction monitoring under FINTRAC regulations.
She is equally strong in leading regulatory compliance initiatives across CSA and PIPEDA frameworks.
She has proven ability to conduct compliance reviews, AML risk assessments, board reporting and drive enterprise-wide compliance programs, including training.
